Market Efficiency

A Robust Unit Root Test That Handles Serial Correlation

Summary by Robert Gorak · Published August 29, 2026 · Last reviewed August 29, 2026

Peter C. B. Phillips and Pierre Perron·1988·Biometrika
Sample: T = 100; 2,000 replications

A unit root test determines whether a time series follows a random walk, where shocks accumulate permanently instead of reverting to a trend. Phillips and Perron's (1988) paper, Testing for a Unit Root in Time Series Regression, ran 2,000 simulations with T = 100. Their Z(α̃) statistic reached power of .772 against α = 0.85, versus .557 for the competing Said-Dickey t(α̂*) test.

What the Study Found

With T = 100, i.i.d. errors (θ = 0.0) and lag truncation ℓ = 2, the Z(α̃) test had size .044 against a nominal 5% level. The same Z(α̃) test reached power of .772 against the stationary alternative α = 0.85, exceeding the Said-Dickey t(α̂*) test's .557. Under strongly negative moving-average errors (θ = -0.8), the Z(α̃) test's size rose to .997, far above the 5% nominal level. The Said-Dickey t(α̂*) test held size at .677 under the same θ = -0.8 condition, a smaller distortion than the Z tests showed.

"As we have seen in Section 6, there is no loss in asymptotic local power in the use of the Z tests for a unit root."

Phillips and Perron (1988), Testing for a Unit Root in Time Series Regression, p. 24.

Methodology

The paper substitutes Monte Carlo simulation for an empirical dataset, running 2,000 replications with T = 100 observations each. Data were generated from a unit-root autoregression with moving-average errors, u_t = e_t + θe_{t-1}, where e_t is i.i.d. N(0,1). The six values of θ tested were 0.0, 0.5, 0.8, -0.2, -0.5 and -0.8. The authors varied the lag length in the augmented autoregression and the lag truncation ℓ in the variance estimator across 2, 4, 6, 8, 12.

Key Statistics

Metric Finding Context
Size, Z(α̃) test .044 T = 100, θ = 0.0, ℓ = 2, nominal 5% level
Power, Z(α̃) test .772 T = 100, θ = 0.0, ℓ = 2, alternative α = 0.85
Size, Said-Dickey t(α̂*) test .068 T = 100, θ = 0.0, ℓ = 2, nominal 5% level
Power, Said-Dickey t(α̂*) test .557 T = 100, θ = 0.0, ℓ = 2, alternative α = 0.85
Z(α̂) test statistic Z(α̂) = T(α̂-1) - (1/2){T⁻²Σ(y_{t-1} - ȳ_{-1})²}⁻¹(σ̂²_Tℓ - ŝ²) Nonparametric correction to the Dickey-Fuller coefficient statistic

Z(α̃) Test vs Said-Dickey t(α̂*) Test

Measure Z(α̃) test Said-Dickey t(α̂*) test
Size, θ = 0.0, ℓ = 2 .044 .068
Power, θ = 0.0, α = 0.85, ℓ = 2 .772 .557
Size, θ = -0.8, ℓ = 2 .997 .677

Why This Matters

Unit root tests let researchers distinguish stochastic trends from deterministic ones in financial and economic time series. That distinction changes how forecasts, hedges and mean-reversion strategies get built. Because the Z tests need no specific assumption about the error process, they extend the Dickey-Fuller framework to more time series types. The simulations also show the new tests are not a universal replacement. Under negative moving-average errors, the Said-Dickey long-autoregression approach holds size more reliably.

Frequently Asked Questions

The Phillips-Perron test achieved power of .772 against a stationary alternative of α = 0.85 in Phillips and Perron's (1988) simulations with T = 100. It corrects the Dickey-Fuller regression statistics for serial correlation using a nonparametric long-run variance estimator, so it needs no specific error assumption.

The Z(α̃) test reached power of .772 against α = 0.85, beating the Said-Dickey t(α̂*) test's .557, when errors were i.i.d. (θ = 0.0) in Phillips and Perron's (1988) simulations. With strongly negative moving-average errors (θ = -0.8), Z(α̃) size rose to .997 versus Said-Dickey's .677, so Said-Dickey performed more reliably there.

Phillips and Perron's (1988) Z(α̂) and Z(α̃) statistics test the null hypothesis α = 1, whether a series follows a random walk. The tests stay valid under serially correlated errors. Researchers apply them to stock prices and exchange rates to assess market efficiency.

Reference

Peter C. B. Phillips and Pierre Perron (1988). Testing for a Unit Root in Time Series Regression. Biometrika.

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Cite this summary

Gorak, R. (2026). A Robust Unit Root Test That Handles Serial Correlation. Tradicted. https://www.tradicted.com/research/phillips-phillips-perron-1988/